推理模型的思考Token真的有助于提升安全性吗?——来自GPT-OSS、Qwen、Olmo和Phi家族的证据
Do Thinking Tokens Help with Safety?
对GPT-OSS、Qwen、Olmo和Phi系列前沿开源推理模型的研究发现,所谓的“思考token”并未带来真正的安全性深思熟虑。模型是否拒绝或服从指令,在第一个token的
这篇论文直接挑战了「思考令牌提升安全性」的业界直觉,证据表明拒绝行为在思考的极早期就已锁定,现有安全干预反导致过度谨慎。安全团队必读,需要重新审视推理模型的对齐方式。
Today's reasoning models use thinking tokens to attain stronger performance on benchmarks than their instruction-tuned counterparts. It is also generally believed that this more "deliberative" mode should improve alignment and safety, by providing the model a safe space to consider whether its planned answer to a request violates its safety principles. We present evidence that this intuition is not always correct. Across frontier open-weight reasoning models spanning GPT-OSS, Qwen, Olmo, and Phi families, we find that the eventual refusal/compliance outcome is already strongly predictable via a trained head on the first token's hidden representation ($0.84$-$0.95$ AUROC and $\sim88%$ balanced accuracy for predicting refusal/compliance) before any visible thinking. The thinking process turns out to be more akin to prefix completion than to deliberative revision, with the final outcome rarely changing after the first $\sim20%$ of thinking, despite giving the appearance of deliberation at the text level ($\sim74%$ of text-level deliberations occur when the response distribution is already locked to one refusal/compliance side). We also find that existing inference-time and training-based safety interventions, despite being motivated by the goal of inducing deliberation, largely shift model behavior toward over-refusal while suppressing already-scarce deliberation signals. Our results suggest that safety behavior in current reasoning models is much less deliberative than commonly assumed, and highlight the need for methods that induce real safety deliberation.
来源:HuggingFace Daily Papers(社区热门论文) · arxiv.org